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Some natural populations are currently experiencing a significant decrease in available habitats as well as fragmentation of existing habitats. These factors have culminated in a dramatic decline in population sizes (Wahlberg, Moilanen & Hanski, 1996; Peacock & Smith, 1997). Small populations often display low genetic diversity due to genetic drift and purging of deleterious alleles during inbreeding (Harrison & Hastings, 1996; Keller & Waller, 2002), ultimately leading to local and global extinction of species (Lande & Shannon, 1996; Hedrick & Kalinowski, 2000; Dlugosch & Parker, 2008). Therefore, investigating the genetic diversity of endangered species is essential for species conservation.

The major histocompatibility complex (MHC) genes play an important role in ecological adaptation. It is possible that these adaptive genes play an important role in maintaining variation in severely reduced population sizes (Robertson, 1962; Oliver & Piertney, 2012), which have been utilized to investigate the genetic diversity of wildlife populations (Bollmer et al., 2011; Vásquez-Carrillo et al., 2014). MHC genes are known to be highly polymorphic and play a major role in immune function. MHC class I molecules present peptides from intracellular pathogens, whereas MHC class II molecules display peptides from extracellular pathogens (Piertney & Oliver, 2006). The peptide-binding region (PBR) encoded by exon 2 of MHCIIB is a highly polymorphic region in vertebrates (Anmarkrud et al., 2010; Eimes et al., 2015). This region presents peptides to T-lymphocytes, which in turn induces an immune response to non-self peptides (Piertney & Oliver, 2006).

Pathogen-mediated selection is the driving force behind the genetic diversity associated with MHC gene loci (Bernatchez & Landry, 2003), and some studies have suggested that gene conversion, recombination, or sexual selection may play an important role in maintaining MHC genetic diversity (Promerová et al., 2013; Sardell, Kempenaers & Duval, 2014). In a wide range of taxa, trans-species polymorphisms (TSPs) may contribute to MHC genetic diversity (Ballingall et al., 2010; Luo & Pan, 2013; Jaratlerdsiri et al., 2014; Eimes et al., 2015; Balasubramaniam et al., 2016). TSP occurs when alleles are shared between species as a result of orthologous MHC allelic lineages being maintained by balancing selection and persisting through speciation events (Klein et al., 1998; Lenz et al., 2013). However, it is also possible that similar alleles arise through convergent evolution (Eimes et al., 2015; Balasubramaniam et al., 2016). In general, convergence and TSP can be examined by constructing phylogenetic trees and comparing clustering patterns of trees reconstructed from non-synonymous substitutions at codons likely to be under selection with trees reconstructed from synonymous substitutions at putatively neutral sites (Graser et al., 1996; Kupfermann et al., 1999; Kriener et al., 2000; Li, Zhou & Chen, 2011). If alleles are more similar at neutral sites than at putatively selected sites between species, TSP is indicated. Conversely, if alleles are more similar at putatively selected sites compared to neutral sites between species then convergent evolution is more likely (Klein et al., 1998). When a population adapts to its new environment, MHC allele diversity is comprised of alleles maintained through TSP and new genetic variants.

The Rufous-backed Bunting (Emberiza jankowskii) is a small passerine bird (Passeriformes, Emberizidae) that has no described phenotypic variation. It is listed as an endangered species by the International Union for Conservation of Nature and Natural Resources (BirdLife International, 2010). The species has been subjected to a sharp decline in population size as well as habitat fragmentation (Wang, Jiang & Gao, 2010). In order to prevent extinction, an understanding of the current genetic diversity of endangered species is important. Additionally, because of the dearth of information pertaining to genetic diversity of E. jankowskii, this study was undertaken to investigate polymorphisms in the exon 2 of the MHCIIB of E. jankowskii. A related species, the Meadow Bunting (Emberiza cioides), was used for comparison.

Historically, two E. jankowskii breeding populations (eastern and western) have been recognized. The eastern breeding populations occur southeast of Heilongjiang Province, east of Jilin Province, to the extreme south of Russian Far East and the boundary region between Russia, China, and North Korea (Yamashina, 1957; Fu & Chen, 1966; Panov, 1973; Stresemann & Portenko, 1981; Zhao, Nickel & Groh, 1994). The western populations occur in west Jilin Province and the adjacent areas of Inner Mongolia (Fu & Chen, 1966; Zhao, Nickel & Groh, 1994; Gao, 2002). However, no information pertaining to either of these two breeding distributions has been reported in recent years (Wang, Jiang & Gao, 2010). The recently discovered breeding populations (Aolunhua (ALH), Gahaitu (GHT) and Lubei557 (LB)) are distributed in Inner Mongolia and belong to the western breeding population of E. jankowskii. We only observed these three populations between May and August 2012. Emberiza jankowskii is phenotypically similar to a more common species, E. cioides. Recent studies have suggested that E. jankowskii and E. cioides have a close genetic relationship and always cluster into the same highly supported clade with two other congeneric species, based on analyses of mitochondrial (Cytb, Cox gene) and nuclear (ODC gene, AFLP) loci (Alström et al., 2008; Liang et al., 2008; Li et al., 2013). Compared with the limited distribution of E. jankowskii, E. cioides populations are more frequently observed. Therefore, these two passerine birds represent good relative models to investigate the genetic diversity of MHC genes and associated genetic maintenance mechanisms in E. jankowskii. Two sympatrically distributed and one non-sympatrically distributed E. cioides populations were chosen for comparison with E. jankowskii. In general, common species are more genetically diverse than endangered species (Akst, Boersma & Fleischer, 2002; Bollmer, Vargas & Parker, 2007). In this study, we investigated polymorphisms in the exon 2 of the MHCIIB gene of both E. jankowskii and E. cioides. The aims of this study were to: (i) reveal the genetic diversity of the MHCIIB gene in E. jankowskii and E. cioides; (ii) screen for associated selection and recombination signatures; (iii) determine the extent of TSP in E. jankowskii; and (iv) aid in the proposal of measures to protect E. jankowskii.

Materials & Methods

Ethics statement

All field studies were approved by the National Animal Research Authority in Northeast Normal University, China (approval number: NENU-20080416). The blood samples (up to 10 µl) were extracted from birds by wing vein puncture. The birds were subsequently released.


Blood samples from 17 E. jankowskii individuals were collected from three populations: ALH, GHT and LB. Blood samples from 15 E. cioides individuals were also collected from three locations: ALH, GHT and Bayantala (BYTL) (Fig. 1; Table 1). The blood samples (up to 10 µl) were collected by wing vein puncture. They were subsequently mixed with 1 ml of absolute ethyl alcohol and stored at room temperature. Sampling sites and the number of individuals that were sampled are presented in Table 1 and Fig. 1.

Sample distribution of Emberiza jankowskii and Emberiza cioides.

Figure 1: Sample distribution of Emberiza jankowskii and Emberiza cioides.

GHT represents Gahaitu, LB represents Lubei557, ALH represents Aolunhua, and BYTL represents Bayantala. The sample distribution map was generated with QGIS 2.16 ( and Natural Earth public domain map data (, and modified in Adobe Illustrator.
Table 1:
Population allele distributions and MHC variation in Emberiza jankowskii and Emberiza cioides.
Species Population N Number of alleles Mean number of alleles per individual Maximal number of alleles in one sample Minimal number of loci Number of variable sites (S) Nucleotide diversity (π)
Emberiza jankowskii ALH 8 11 1.38 5 3 122 0.1913
GHT 6 10 1.67 5 3 105 0.1835
LB 3 6 2 4 2 101 0.1980
All 17 27 1.59 5 3 122 0.1865
Emberiza cioides ALH 5 8 1.60 5 3 122 0.2114
GHT 8 11 1.38 5 3 112 0.1440
BYTL 2 7 3.50 7 4 98 0.1591
All 15 26 1.73 7 4 136 0.1667
DOI: 10.7717/peerj.2917/table-1



represents Gahaitu


represents Lubei557


represents Aolunhua


represents Bayantala

DNA extraction and amplification

DNA was extracted from blood samples using the AxyPrep™ Blood Genomic DNA Miniprep Kit (Axygen, Hangzhou, China), following the manufacturer’s protocol. Exon 2 of the MHCIIB gene was amplified by polymerase chain reaction (PCR) using standard procedures and Premix Taq™ (TaKaRa Taq™ Version 2.0 plus dye) (TaKaRa, Dalian, China). The PCR was performed in a 50-µl mixture consisting of 1 µl of genomic DNA (approximately 50 ng), 1 µl of the respective primers, Int1f.7 and Int2r.1 (10 µmol/l) (Edwards, Gasper & March, 1998; Aguilar et al., 2006), 25 µl of Premix Taq™ (TaKaRa Taq™ Version 2.0 plus dye) (TaKaRa, Dalian, China), and 22 µl of ddH2O. The reaction was performed in a 2027 Thermal Cycler (Applied Biosystems) at 94 °C for 5 min, 30 cycles of 94 °C for 30 s, 59 °C for 30 s, and 72 °C for 30 s, and a final extension step at 72 °C for 10 min. The PCR products were separated using 1% agarose gel electrophoresis. The primers targeted a 485–503 bp fragment that included a segment of intron 1 (202–220 bp), the entire sequence associated with exon 2 (270 bp), and a segment of intron 2 (13 bp).

Cloning and sequencing

The PCR products were purified using a SanPrep column PCR product purification kit (Sangon, Shanghai, China) and ligated into the pMD®18-T Vector (TaKaRa, Dalian, China). The recombinant vector was then transformed into Escherichia coli DH5α chemically competent cells as recommended by the supplier (TaKaRa, Dalian, China). The transformed cells were grown at 37 °C on LB agar supplemented with ampicillin (100 µg ml−1). Positive clones were picked out using a sterile toothpick. The associated colonies were diluted in 6 µl of ddH2O. The dilutions were used directly as DNA templates in the PCR reactions. The clones were amplified using the PCR conditions outlined in the “DNA extraction and amplification” section. Standard M13-primers were utilized to facilitate amplification. Approximately 20 positive clones per individual were sequenced by Come (Comate Bioscience Co. Ltd., Changchun, China).

Data analyses

Nucleotide sequences were aligned using BioEdit (Hall, 1999). DNA sequences were confirmed as MHCIIB exon 2 following the use of BLAST searches with GenBank. To avoid false haplotypes, only sequences detected in two or more individuals were included in the analysis (Lenz & Becker, 2008; Nadachowska-Brzyska et al., 2012). The number of alleles, segregating sites (S) and nucleotide diversity (π) in each population were calculated using DnaSP 5.0 (Librado & Rozas, 2009).

The sequences from each population were treated as one for each species in the tests below. The putative PBR in E. jankowskii and E. cioides was assigned according to the PBR described by Tong et al. (2006). The identification of sites that were subject to selection in the MHC alleles was performed using six methods. First, standard selection tests (Tajima’s D, Fu & Li’s F* and Fu & Li’s D*) were performed using DnaSP 5.0 (Librado & Rozas, 2009). Second, the non-synonymous (dN) and synonymous (dS) substitution ratio (ω = dN/dS) was used to measure selection pressure at the amino acid level (Nei & Kumar, 2000; Yang & Nielsen, 2002). The parameter ω was calculated with MEGA v6.0 (Tamura et al., 2013) using the method described by Nei & Gojobori (1986), with Jukes Cantor corrections and 1,000 bootstrap replicates. The Z-test (Nei & Gojobori, 1986) was used to determine the probability of selection by comparing the selection parameter, ω, against a null hypothesis of strict neutrality (dN = dS). Third, synonymous substitution rates can be affected by highly biased codon usage (Yang & Bielawski, 2000), thus the dN/dS ratio was calculated using the YN00 method accounting for codon-usage bias of Yang & Nielsen (2000) implemented in the Phylogenetic Analysis by Maximum Likelihood package (PAML 4.8) (Yang, Wong & Nielsen, 2005; Yang, 2007). A selectively neutral gene is represented by the equation, ω = 1, whereas a gene undergoing positive selection shows ω >1.

The fourth method involved the identification of sites that were subject to selection using the maximum likelihood method as implemented in CODEML in PAML 4.8. We tested the M1a (nearly neutral), M2a (positive selection), M7 (beta), and M8 (β and ω) models for codon substitutions. A variation in the ω ratio was permitted among the sites investigated. In the analysis, a likelihood ratio test for positive selection was performed by comparing model M1a against M2a, and M7 against M8. P-values were calculated using a chi-squared test. For each Emberiza species, we also used additional two methods of single-likelihood ancestor counting (SLAC) and fixed-effects likelihood (FEL) in HyPhy package (Kosakovsky Pond & Frost, 2005) implemented in the Datamonkey web server (Delport et al., 2010; to identify the individual codons under selection. We used the genetic algorithm recombination detection (GARD; Kosakovsky Pond et al., 2006) method to rule out recombination as a confounding effect before performing the SLAC/FEL analyses and considered only those amino acids that were identified as being under selection by at least one likelihood method. Also, we matched the position of codons under selection in our study to human (Tong et al., 2006) and other avian species (Anmarkrud et al., 2010; Zagalska-Neubauer et al., 2010; Sutton et al., 2013; Borg et al., 2011).

We constructed nucleotide phylogenies from three different partitions of exon 2: non-synonymous sites identified using the putative PBR sites (45 bp), putative non-PBR sites (222 bp) inferred from HLA and the contiguous 270 bp fragment of exon 2. For the former two partitions, we constructed the unrooted trees using a neighbor-joining (NJ) method in MEGA. For the analysis of the contiguous 270 bp fragment, the HLA (GenBank Accession No.: NM_021983) and the GAME from the Great Snipe (Gallinago media) (GenBank Accession No.: AF485413) genes were used as outgroups, and the phylogenetic relationship of exon 2 alleles of the MHCIIB gene of E. jankowskii and E. cioides was examined by constructing a neighbor-joining (NJ) tree using MEGA and a Bayesian inference (BI) tree using MrBayes v3.1.2 (Ronquist & Huelsenbeck, 2003). The NJ analysis was underpinned by the assumption that homogenous substitution patterns among lineages existed, along with the occurrence of uniform rates among analyzed sites. A consensus tree was generated from 10,000 bootstrap replicates using MEGA. For the Bayesian analysis, an optimal model of nucleotide substitution was selected using the Akaike Information Criterion (AIC) (Akaike, 1974) as determined in jModelTest (Posada, 2008; Posada, 2009) for each independent codon position (Position 1: TIM3ef + I + G; Position 2: TVM + G; Position 3: TPM2uf + G). Two independent parallel runs of four incrementally heated Metropolis-coupled Monte Carlo Markov chains (MCMCs) were conducted, with trees sampled every 10 generations for 1,000,000 generations. The analyses were deemed to have converged when the average standard deviation of split frequencies was <0.1. The first 25% of the generations were discarded as “burn-in.”

For each species separately and both species pooled, the RDP3 Alpha 44 (Heath et al., 2006) package was used to simultaneously test for signatures of recombination using multiple algorithms, including RDP (Martin & Rybicki, 2000), GENECONV (Padidam, Sawyer & Fauquet, 1999), BootScan (Martin et al., 2005), MaxChi (Smith, 1992), Chimaera (Posada & Crandall, 2001), Siscan (Gibbs, Armstrong & Gibbs, 2000), and 3Seq (Boni, Posada & Feldman, 2007). To minimize a false-positive error rate, the highest acceptable P value for inferring recombination events was set at 0.000005, with a window size of 20 nucleotides, and only those breakpoints that were identified using at least four methods were considered valid.

Alignment of MHCIIB exon 2 amino acid sequences.

Figure 2: Alignment of MHCIIB exon 2 amino acid sequences.

Emberiza jankowskii and Emberiza cioides were the two species selected for this analysis. Periods and dots indicate identity with the Emja01 or Emci01 sequence. Emja04 = Emci03, Emja05 = Emja07 = Emci11, Emja01 = Emja12. Emja represents Emberiza jankowskii, Emci represents Emberiza cioides. * represents putative peptide-binding sites based on Tong et al. (2006); + represents sites identified by SLAC in this study; - represents sites identified by FEL in this study; 1represents Luscinia svecica (FJ529861; Anmarkrud et al., 2010); 2 represents Ficedula albicollis (HQ678311; Zagalska-Neubauer et al., 2010); 3 represents Philesturnus carunculatus (KF225737; Sutton et al., 2013); 4 represents Passer domesticus (Pado-DAB*301; Borg et al., 2011). Sites identified by CODEML as being under positive selection by model M8 are shaded gray.


Nucleotide diversity

Exon 2 sequences from the MHCIIB gene that were 270 bp in length were amplified from 17 E. jankowskii individuals and 15 E. cioides individuals. A total of 554 sequences were obtained. Among these, 275 of the sequences were derived from the E. jankowskii individuals, while 279 of the sequences came from E. cioides individuals. Nucleotide sequences that translated into amino acid sequences lacking a frameshift mutation or stop codon were confirmed as functional alleles (Fig. 2). Twelve different alleles were confirmed in E. jankowskii. These alleles were designated as Emja01–12. Seventeen different alleles were confirmed in E. cioides and were identified as Emci01–17. The number of alleles per individual for E. jankowskii and E. cioides was 1.59 and 1.73, respectively. These sequences were deposited in GenBank under the accessions KT751182KT751210. Two alleles (Emci03 = Emja04 and Emci11 = Emja07) were shared between E. jankowskii and E. cioides. A maximum of five alleles in an E. jankowskii individual and seven alleles in an E. cioides individual were detected (Table 1). Assuming that all loci were heterozygous, the minimum number of MHCIIB loci was estimated to be three in E. jankowskii and four in E. cioides. Following characterization of all E. jankowskii alleles, 122 segregating sites (S) were identified with an associated nucleotide diversity (π) of 0.1865. Analysis of the E.  cioides alleles revealed that S = 136, and π = 0.1667. The number of segregating sites after correcting for the number of alleles was 10.17 in E. jankowskii and 8 in E. cioides.

The mean number of alleles per individual (alleles/ind) and nucleotide diversity (π) was different between the two species in the two sympatric E. jankowskii and E. cioides populations. In ALH, E. jankowskii displayed a lower number of alleles/ind (1.38 vs. 1.60) and π (0.1913 vs. 0.2114) compared with E. cioides; however, the number of alleles/ind (1.67 vs. 1.38) and π (0.1835 vs. 0.1440) in E. jankowskii was higher than that in E. cioides in GHT (Table 1).

Selection and recombination

Traditional selection statistics did not reveal any statistically significant signal of selection that deviated from the neutral expectations for E. jankowskii (Tajima’s D = 0.03, p > 0.10; Fu & Li’s D* = 0.17, p > 0.10; Fu & Li’s F* = 0.15, p > 0.10) and E. cioides(Tajima’s D = −1.03, p > 0.10; Fu & Li’s D* = −0.82, p > 0.10; Fu & Li’s F* = −1.02, p > 0.10). However, the dN value was higher than the dS value at all sites in E. jankowskii and E. cioides(Table 2). The Z-test revealed significant P values at all sites for both species, apart from the putative PBR (Z-test, ZdN − dS = 0.270, P = 0.788) of E. jankowskii and the putative PBR (Z-test, ZdN − dS = 1.834, P = 0.069) of E. cioides populations (Table 2). Nevertheless, based on the method of Yang and Nielsen, the putative non-PBR sites generated dN/dS of just 0.817 in E. jankowskii and 0.786 in E. cioides.

Table 2:
Comparison of rates of synonymous (dS) and non-synonymous (dN) substitutions; the value of Z-test of positive selection and probability (P) that positive selection acts on these sites.
Species dN ± SE dS ± SE dN/dS Z-test p
Emberiza jankowskii putative PBR 0.846 ± 0.169 0.777 ± 0.172 1.089 0.270 0.788
putative non-PBR 0.169 ± 0.027 0.089 ± 0.025 1.899 2.387 0.019
all sites 0.239 ± 0.033 0.157 ± 0.031 1.522 2.128 0.035
Emberiza cioides putative PBR 0.839 ± 0.139 0.467 ± 0.129 1.797 1.834 0.069
putative non-PBR 0.151 ± 0.022 0.074 ± 0.016 2.041 3.813 0.0002
all sites 0.219 ± 0.029 0.123 ± 0.023 1.780 3.638 0.0004
DOI: 10.7717/peerj.2917/table-2


Values of p < 0.05 are considered significant.

The application of the likelihood model using the PAML/SLAC/FEL software showed that exon 2 of the MHCIIB gene underwent positive selection (Tables 3 and 4). The models M2a and M8 that allow for positive selection fit our data significantly better than the null hypothesis models M1a and M7 (Table 3). In total, we detected 9 codons under positive selection using at least one test (PAML/SLAC/FEL) in E. jankowskii, of which 6 sites (66.67%) matched homologous codons under positive selection found in other avian species and only 4 (44.44%) matched human antigen binding sites (Fig. 2A; Tables  3 and 4). In E. cioides, 17 codons under positive selection were found using at least one test (PAML/SLAC/FEL), of which 14 sites (82.35%) matched homologous codons under positive selection found in other avian species and only 10 (58.82%) matched human antigen binding sites (Fig. 2B; Tables 3 and 4). No recombination was detected in the exon 2 of the MHCIIB gene in E. jankowskii or E. cioides.

Table 3:
Parameter estimates and results from four selection models as implemented in CODEML.
Species Comparison Model Log-likelihood Parameter estimates Positively selected sites
Emberiza jankowskii Emja 01-12 M1a (nearly neutral) −1069.028 p0 = 0.539, p1 = 0.461, ω0 = 0.115, ω1 = 1.000 Not allowed
M2a (positive selection) −1064.197 p0 = 0.506, p1 = 0.458, p2 = 0.036, ω0 = 0.122, ω1 = 1.000, ω2 = 7.595 6G*, 48L, 68A
M7 (beta) −1071.512 p = 0.341, q = 0.345 Not allowed
M8 (beta and omega) −1065.897 p0 = 0.948, p1 = 0.052, p = 0.355, q = 0.330, ω = 6.084 4R, 6G**, 48L, 52N, 68A, 80V
Emberiza cioides Emci 01-17 M1a (nearly neutral) −1571.846 p0 = 0.548, p1 = 0.452, ω0 = 0.086, ω1 = 1.000 Not allowed
M2a (positive selection) −1550.821 p0 = 0.493, p1 = 0.368, p2 = 0.138, ω0 = 0.103, ω1 = 1.000, ω2 = 4.775 4H*, 6Y**, 23Q*, 25Y, 32Y, 33A*, 48Y**, 52V*, 66T**, 80I, 81V
M7 (beta) −1577.640 p = 0.290, q = 0.349 Not allowed
M8 (beta and omega) −1554.625 p0 = 0.836, p1 = 0.164, p = 0.348, q = 0.427, ω = 4.246 4H**, 6Y**, 23Q**, 25Y, 32Y, 33A**, 48Y**, 52V*, 56R, 62G, 66T**, 80I, 81V
DOI: 10.7717/peerj.2917/table-3


Positively selected sites were identified in models M2a and M8 by the Bayes empirical Bayes procedure (Yang, Wong & Nielsen, 2005).

indicates that the posterior probability is >95%.
indicates that the probability is >99%.


Emberiza jankowskii


Emberiza cioides

Table 4:
Results from two likelihood models (after performing GARD analysis) to infer amino acids under positive selection.
Species Comparison Condon SLAC, dN −dS SLAC, p value FEL, dN −dS FEL, p value
Emberiza jankowskii Emja01-12 6 9.677 0.050
48 4.911 0.115
55 6.444 0.230
68 3.084 0.074
82 3.152 0.164
86 7.586 0.207 5.101 0.114
Emberiza cioides Emci01-17 4 1.915 0.225
6 17.230 0.010
8 1.064 0.233
48 5.092 0.041
52 5.166 0.240 9.161 0.155
56 1.460 0.155 3.402 0.164
66 4.531 0.122
68 0.868 0.152
82 0.918 0.201 2.040 0.093
85 2.692 0.228
DOI: 10.7717/peerj.2917/table-4


Amino acid sites with p values ¡0.25 for SLAC and FEL were considered as to be under positive selection. The sign “—” represents no evidence for positive selection.


Emberiza jankowskii


Emberiza cioides

Emberiza jankowskii and Emberiza cioides MHCIIB exon 2 tree.

Figure 3: Emberiza jankowskii and Emberiza cioides MHCIIB exon 2 tree.

HLA-DRB*04 is the human MHCIIB exon 2 allele (GenBank Accession No.: NM_021983), and Game is the Gallinago media MHCIIB exon 2 allele (GenBank Accession No.: AF485413); these were used as outgroups. The tree constructed by the contiguous 270 bp fragment of exon 2. All the clades were labeled, including bootstrap support and posterior probabilities (BI and NJ). Emja07/Emci11 and Emja04/Emci03 represent identical alleles from Emberiza jankowskii and Emberiza cioides. Emja, Emberiza jankowskii; Emci, Emberiza cioides.

Phylogenetic analysis

The MHCIIB exon 2 sequences were clustered into five clades based on the results of Bayesian and neighbor-joining analyses (Fig. 3). The alleles of both species were represented in Clades 1, 2, 4 and 5, and all clades showed high bootstrap support values and posterior probabilities (BI and NJ). Clade 3 contained only alleles found in E. cioides.

We observed a similar pattern among the three different partitions of exon 2, i.e., interspecific clusters in trees. More interspecific clusters were observed when comparing putatively neutral sites than putatively functional sites (Figs. 4A and 4B). A greater number of interspecific clusters were observed in the trees constructed by the contiguous 270 bp fragment of exon 2 (Fig. 3).

For E. jankowskii, six alleles were shared by all three populations (Emja01–04, 06, and 07), and three alleles were shared by GHT and ALH (Emja05, 10, and 12). However, some population-specific alleles were identified. For instance, one allele (Emja08, 10% alleles) was only found in GHT, whereas the others (Emja09 and 11, 18% alleles) were only found in ALH.

Neighbor joining trees of all MHCIIB exon 2 variants in Emberiza jankowskii and Emberiza cioides.

Figure 4: Neighbor joining trees of all MHCIIB exon 2 variants in Emberiza jankowskii and Emberiza cioides.

(A) Tree constructed by comparing synonymous substitutions/synonymous site from codon positions identified as the peptide binding region (putative non-PBR) in HLA (Tong et al., 2006) (74 codons). (B) Tree constructed by comparing non-synonymous substitutions/nonsynonymous site at remaining (putative PBR) sites (15 codons). Black rectangle indicates supported interspecific clades in (A) and (B). Emja, Emberiza jankowskii; Emci, Emberiza cioides.

For E. cioides, six alleles were shared by GHT and BYTL (Emci01, 02, 04, 11, 14, and 15), two alleles were shared by GHT and ALH (Emci03 and 10), and one allele was shared by ALH and BYTL (Emci05). However, five alleles (Emci06–08, 16, and 17, 63% alleles) were only found in ALH, and three alleles (Emci09, 12, and 13, 27% alleles) were only found in  GHT.


Species generally survive by adapting to changes in the environment. High levels of genetic diversity can confer an enhanced adaptive capacity upon a species. In this study, the two Emberiza species displayed difference in their nucleotide diversity (0.1865 for E. jankowskii and 0.1667 for E. cioides). Several studies have reported evidence of up to 5–20 MHC class II loci in various other passerines (Bollmer et al., 2010; Zagalska-Neubauer et al., 2010; Balasubramaniam et al., 2016). Compared to those studies, these two Emberiza species exhibit relatively low MHC gene diversity, which could be attributable to the primers (Int1f.7/Int2r.1) used in this study because the primer set was just one of three primer sets used for the Common Yellowthroat (Geothlypis trichas) and it amplified just five of the 20 possible loci in this species (Bollmer et al., 2010). Although the primers’ ability to detect loci may vary among birds, we do not anticipate significant variation in primer performance between the two Emberiza species in this study and thus the estimates in this study should be comparable. A high level of MHC polymorphism is expected for the common non-endangered species, E. cioides, but not for the endangered species, E.  jankowskii. However, larger differences were detected in the nucleotide diversity of MHCIIB genes between populations within species than between the two Emberiza species (Table 1), suggesting similar MHC diversity. Moreover, the difference in the mean number of alleles per individual (0.14 allele/ind) between the two Emberiza species was similar.

MHC variability is believed to measure the ability of individuals to adapt to changing environments (including exposure to continuously evolving pathogens and parasites) within and between populations (Sommer, 2005; Spurgin & Richardson, 2010). The number of alleles per individual has been used to assess the adaptive genetic variation in populations (Luo & Pan, 2013). In the present study, the mean number of alleles per individual and genetic diversities of the three populations for E. jankowskii displayed little variation (Table  1), suggesting the abilities of individuals to adapt changing environments are similar. In the two sympatric regions, GHT and ALH, E. jankowskii showed different genetic diversities with E. cioides. The E. jankowskii with higher MHC diversity (mean number of alleles per individual and nucleotide diversity) in GHT (Table 1) might recognize greater diversity of pathogens than E. cioides population. However, in ALH, the E. cioides might display an increased capacity to adapt to changing environments due to the relatively higher MHC diversity than E. jankowskii (Table 1).

The TSP model is valid if one of the following conditions are met: (i) the same alleles are shared between allied species; or (ii) similar alleles from closely related species are clustered into one clade (Klein et al., 1998; Klein, Sato & Nikolaidis, 2007). TSP was detected following the generation of phylogenetic trees. Convergent evolution has also been proposed to explain the occurrence of similar alleles between species (Eimes et al., 2015). In this study, we observed strong interspecific clustering of the MHCIIB variants in these two closely related emberizids; however, the clustering was more inclusive, and better supported, when comparing synonymous substitutions at putatively non-selected sites (five clades, Fig. 4A) than with non-synonymous substitutions at putatively selected sites (four clades, Fig. 4B). This suggests that the pattern observed in the phylogenies is more likely to be due to TSP than convergent evolution. Also, the overlapping distribution was extremely obvious, as indicated by all 12 alleles in E. jankowskii clustering with the E. cioides alleles (Fig. 4A). The existence of identical or similar alleles also indicates that TSP may occur between the two species. TSP refers to ancestral alleles in the population and species that have been maintained over time (Figueroa, Gunther & Klein, 1988; Lawlor et al., 1988). TSP is a common phenomenon in avian species such as ardeid birds (Li, Zhou & Chen, 2011), owls (Burri et al., 2008), penguins (Kikkawa et al., 2009), and passerines (Arnaiz-Villena et al., 2007; Eimes et al., 2015). In the present study, the results suggest that TSP in E. jankowskii and E. cioides may explain interspecific allelic similarity.

Positive selection refers to the maintenance of alleles containing beneficial mutations that improve individual fitness. The classical standard tests for selection (Tajima’s D, Fu & Li’s D* and Fu & Li’s F*) showed no deviations from the neutral expectations. Considering the level of variation and the short fragment of the MHCIIB gene, these classical methods for testing selection are not powerful (Anmarkrud et al., 2010). The amino acids in PBR that are involved in antigen recognition apparently play major roles in immunologic function. However, our study indicated that putative non-PBRs showed significant and higher ratios of dN/dS than the putative PBR of E. jankowskii / E. cioides (Table 2). High ratios of dN/dS were the result of low rates of dS (0.089 in E. jankowskii, 0.074 in E. cioides), rather than the excess of dN at non-PBRs (Table 2), which has also been observed in other passerines (e.g., Miller & Lambert, 2004; Sutton et al., 2013). Very low rates of dS at non-PBRs may be the results of codon-usage bias (Yang & Bielawski, 2000). When accounting for codon-usage bias by the method of Yang & Nielsen (2000), the dN/dS ratios was less than 1 in these two Emberiza species. This suggested that underestimation of dS means overestimation of ω, with resulting in large errors in the dN/dS ratio (Yang & Bielawski, 2000). Additionally, as the locations of PBRs in these two Emberiza species have been inferred from human data, they may in fact differ in their exact locations. Of the 9 codons in E. jankowskii and 17 in E. cioides from PAML/SLAC/FEL analyses that exhibited positive selection, 4 and 10, respectively, corresponded to known PBRs in humans (Tong et al., 2006; Fig. 2; Tables 3 and 4), while another 3 and 5, respectively, that fell outside human PBRs overlapped with positively selected codons identified in other avian species (Anmarkrud et al., 2010; Zagalska-Neubauer et al., 2010; Sutton et al., 2013; Borg et al., 2011; Fig. 2; Tables  3 and  4), respectively. Considering the function of PBR, we conclude that the MHCIIB gene identified in both species has undergone pathogen-mediated balancing selection.

Recombination is an important mechanism that influences allelic diversity in MHC class I and II loci (Andersson & Mikko, 1995; Schaschl et al., 2005; Wutzler, Foerster & Kempenaers, 2012). It is likely that the generation of genetic diversity was facilitated by the creation of new alleles. Two recombination patterns have been observed. The first pattern involves exon shuffling with recombination occurring between entire exon regions with breakpoints in intronic regions (Holmes & Parham, 1985). The second recombination pattern involves the exchange of small fragments of MHC class I genes (Hughes, Hughes & Watkins, 1993). Signatures of recombination have been reported in avian lineages (Alcaide et al., 2008; Burri et al., 2008; Anmarkrud et al., 2010), and are expected to have an impact on the evolution of avian MHC variation. In this study, we found no signature of recombination between and within E. jankowskii and E. cioides. However, recombination events could not be excluded to affect the genetic diversity of MHC genes in the present study due to restricted sample sizes.

Above all, the MHC polymorphism in E. jankowskii has been facilitated by TSP and positive selection using PAML/SLAC/FEL analyses in the putative PBR in the evolutionary process. It is possible that the relatively low genetic diversity in the endangered E. jankowskii might be due to habitat fragmentation. A previous study suggests that the reasons for the local extinction of E. jankowskii include cultivation, forest plantations, and undue grazing practices, all of which have led to the destruction of potentially suitable habitats (Wang, Jiang & Gao, 2010). In the ALH population of E. jankowskii and E. cioides, the extent of MHC-specific polymorphisms in E. jankowskii is less than that observed for E. cioides(Table 1), which is consistent with the hypothesis that endangered species display reduced genetic diversity compared to common species. Following analysis of the GHT population of both species, MHC-specific polymorphisms were more prevalent in E. jankowskii than in E. cioides(Table 1). In summary, the comparative MHC diversity of the two Emberiza species were variable in sympatric areas.

Further research on MHC genetic diversity using a larger number of individuals and populations is necessary. Furthermore, the primers used in this study have previously been used to successfully investigate a number of MHC class II loci in the Common Yellowthroat (Bollmer et al., 2010). However it was not yet known how well these primers performed in E. jankowskii and E. cioides before this study. In addition, the method of traditional cloning & sequencing used in this study exhibits lower sequencing depth than next-generation sequencing technology (NGS), which may have impacted the measured level of MHC diversity in the two Emberiza species. Thus, species-specific primers for Emberiza and the methods of NGS should be used to investigate the MHC characteristics and associated evolutionary mechanisms in endangered E. jankowskii populations in the future.


The present study demonstrates that genetic diversity at the exon 2 of the MHCIIB genes of the endangered E. jankowskii and the more common E. cioides populations is similar and not very high. Several alleles were observed to be similar between the species as a result of TSP, which might be contributing to MHC polymorphism. Positive selection was considered to play an important role in the MHC class IIB gene evolution of E. jankowskii and E. cioides. Emberiza jankowskii possesses relatively low levels of polymorphism in their MHC class II genes and relatively low population sizes have been observed in the field. Thus, conservation strategies should be adopted in order to prevent further habitat fragmentation. Moreover, habitats suitable for avian species are likely to be reduced should practice that incorporate excessive agricultural activity and overgrazing continue. This will likely result in a concomitant reduction in population sizes, not only for the endangered E. jankowskii, but also for other sympatric birds.

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